The 0-1 Law

To start off the year 2006, I want to talk about the 0-1 law, which is an extremely important and elegant topic in finite model theory. A logic L (over a fixed vocabulary σ) is said to admit the 0-1 law if, for any sentence f of L, the fraction of σ-structures with universe {0,...,n-1} that satisfy the sentence f converges to either 0 or 1 as n approaches infinity. We denote this fraction by μ_n(f) and the limit, if exists, by μ(f). [Of course, this means that μ and μ_n ranges between 0 and 1.] In other words, every sentence f is almost surely false or almost surely true. For simplicity, let us restrict our attention to undirected loopless graphs, i.e., σ contains only one binary relation E which is both symmetric and irreflexive. Below is perhaps the most fundamental theorem about the 0-1 law.

Theorem (Fagin 1976, Glebskii et al. 1969): First-order logic admits the 0-1 law

Most finite model theorists equate the admission of 0-1 law with the inability to do "counting". Consider the following properties EVEN = { G : G has even number of vertices }. We see that μ_n(EVEN) = 1 iff n is even, and hence μ(EVEN) does not exist. I am yet to see a property whose asymptotic probability μ converges to something other than 0 or 1, or diverges, but has nothing to do with counting. Consider the following properties:

1. μ(BIPARTITE) = 0
   
2. μ(HAMILTONIAN) = 1
   
3. μ(CONNECTED) = 1
   
4. μ(TREE) = 0
   

On the other hand, if you admit constant or function symbols, it is possible to have first-order properties whose asymptotic probability converges to something other than 0 or 1. So, it is crucial to assume that our vocabulary σ be purely relational.

What is the use of 0-1 law in finite model theory apart from the amusement of some theoreticians? [I will have to confess many proofs about the 0-1 law, including Fagin's proof of the above theorem, are usually of great beauty.] Well, a primary concern of finite model theory is to determine how expressive a logic is over a given class of finite structures. By proving that a logic admits the 0-1 law, we show that any property whose asymptotic probability does not converge to either 0 or 1 is not expressible in the logic. For example, an immediate corollary of the above theorem is that first-order logic cannot express EVEN.

Let me briefly outline the proof ideas of the above theorem which recurs in 0-1 law proofs. We only need to show that, for each natural number k, there exists a property P_k of graphs such that

1. μ(P_k) = 1, and
   
2. Any two models of P_k cannot be distinguished by a first-order sentence of quantifier rank k. [Recall that the quantifier rank of a first-order sentence is the maximum depth of any nesting of quantifiers of the sentence.]
   

Why is this sufficient? Let f be a first-order sentence of quantifier rank k. There are two cases. First, there exists a model of P_k that is also a model of f. In this case, it is not hard to show that any model of P_k is also a model of f, which implies that μ(f) ≥ μ(P_k) = 1. The second case is that all models of P_k are not models of f, i.e., they are models of "not f". Therefore, μ("not f") ≥ μ(P_k) = 1. That is, we have μ(f) = 0.

The property P_k is commonly referred to as an extension axiom. Note that P_k does not have to be L-definable (where L is the logic that is to admit 0-1 law).

Two excellent expositions of the basics of 0-1 laws include Leonid Libkin's Elements of Finite Model Theory chapter 12, and James Lynch DIMACS 1995-1996 Tutorial notes on "Random Finite Models".

Starting the year 2006

Sorry for having been silent for quite a while. This winter "break" turned out to be quite a busy one for me, with quite a bit of homework and research to do. Anyway, belated happy new year! I hope that this will be a great and productive year for all of us.

I just resumed reading the lattest on the blogsphere, with still quite a bit of catching up to do. For now, I will mention mention a couple of noteworthy things that happened:

1. Kenny Easwaran wrote an introductory article on "forcing", a well-known technique in set theory for proving independence results. I will write more on it when I finish reading the article.
   
2. Igor Naverniouk, a PhD student from University of Toronto, just started a new blog on True Artificial Intelligence. The first couple of entries look quite interesting.
   

Immerman's descriptive complexity survey

The most recent issue of SIGACT Newsletter (vol. 36, number 4) contains a guest column concerning progress in descriptive complexity by Neil Immerman. [Thanks to Kurt for making me aware of this article.] The article concisely surveys some recent progress in finite model theory with an emphasis on descriptive complexity. The style is extremely informal, and I believe is a perfect weekend read. I highly recommend the article to anybody interested in logic or computational complexity.

Let me say a little bit about the content of the article (no spoiler!). It starts by motivating the study of descriptive complexity. Then, it moves on to the spectrum problem and Fagin's theorem (that NP = existential second-order logic), which marked the beginning of descriptive complexity. We then see some other capturing results in descriptive complexity (e.g. characterizations of P, PSPACE, etc.). My favorite capturing result mentioned here is DSPACE[n^v] = VAR[v+1], where VAR[k] denotes the set of problems expressible by a sequence of first-order sentences using at most k variables. And so forth ... but let me mention another interesting thing written in the article. We notice that most of the capturing results use a linear ordering on the universe. [In fact, a linear ordering is necessary for these results to work.] For example, Immerman-Vardi theorem says that FO(LFP) captures PTIME over the class of ordered structures. However, FO(LFP) does not capture PTIME over the class of all structures. In fact, a long-standing open problem in finite model theory is whether there exists a logic capturing order-independent PTIME problems. The article nicely surveys our progress towards resolving this problem. Another interesting thing that you will get to know a bit about is the phenomenon that one logic may be exponentially more "succinct" than another logic with the same expressive power.

A fair question to ask now is to what extent has descriptive complexity has helped us to answer structural complexity questions such as separating two complexity classes. Let me try to provide some answers to this question. I believe that the first switching lemma, which separates AC⁰ from LOGSPACE, was proved by Miklos Ajtai using finite model theory. This result was independently discovered by Saxe, Sipser, and Furst around the same time using combinatorics. Most people, even finite model theorists, think that the combinatorial proof provided by Saxe et al. is easier to understand than Ajtai's proof. [Of course, we now have Hastad's switching lemma with some elegant proofs.] Next I will mention Immerman-Szelepscenyi theorem that NSPACE(f(n)) is closed under complementation. Immerman proved this by appealing to descriptive complexity, while Szelepscenyi by using some elementary combinatorics. In this sense, a skeptic might say that descriptive complexity has not really helped structural complexity theory. But, what has? Nothing much really, with expander graphs as one only exception (recall Reingold's recently proved theorem that L = SL). On the other hand, I believe that descriptive complexity helps us understand computational complexity. Many problems or classes in complexity theory have simple and elegant correspondence in descriptive complexity theory. In fact, some logical characterizations of complexity classes are commonly used by computational complexity theorists (e.g. logical characterizations of each level in the poly-time hierarchy). In this sense, I am positive that one day somebody who understands computational complexity, with some help from descriptive complexity, will resolve some of the most tantalizing open problems in structural complexity.

Foundations of XML: Validating XML Documents (1)

Apologies for my long silence. Things got unexpectedly hectic for me in the past two to three weeks for various reasons. Anyway, as I promised in my previous post, I will further talk about foundations of XML, should the reader be interested. I received two comments expressing interests, one from Jon Cohen, which assure me that at least somebody is going to read this post :-). So, on with our discussion on foundations of XML. Let's spend some time now talking about validation of XML documents. [I am still preparing my post on navigating XML documents and XPath.] In this post, I will talk about a practical validation language that goes by the name of DTD (Document Type Definition).

Roughly speaking, the aim of validation is to ensure that an XML document "makes sense". More precisely, the problem is that, given an XML document (i.e. a labeled unranked tree T) and a statement f in some specification language L, we want to test whether T satisfies f. The most frequently used language L for validation of XML documents is DTD (Document Type Definition). Here, we use a formal model of DTDs that does not incorporate XML "data values", e.g., texts within XML tags (see my previous post). Let us start with an example. As always, we fix a finite alphabet Σ of discourse. Continuing with our example in the previous post, suppose we want to test whether an unranked tree T satisfies the properties:

1. its root is labeled "books",
   
2. every node labeled "books" may have zero or more children labeled "book", and
   
3. every node labeled "book" must have four children labeled "title", "author", "year", and "publisher" (in this order), optionally followed by one child labeled "rank".
   

A DTD that asserts this property is the following:

books     -> book*
book      -> title, author, year, publisher, rank?
title     -> ε
author    -> ε
year      -> ε
publisher -> ε
rank      -> ε

If you have studied regular languages, regular expressions, and context-free grammars, then chances are that you wouldn't have any problem understanding what the previous DTD says. Loosely, each rule (i.e. V -> e, where V is a "label" in Σ and e is a regular expression over Σ) specifies that a V-labeled node in an unranked tree T has children with labels c₁, ..., c_n that can be generated by e. The Kleene star '*' stands for "zero or more". The question mark '?' abbreviates "zero or one". Commas ',' mean "followed by" in the sense of string concatenation. Finally, the symbol 'ε' is the empty string. Therefore, formally, a DTD over Σ is a pair (r,P) where r is the root symbol in Σ and P is a set of rules over Σ such that r does not appear in the "body" of any rules in P (i.e. on the right hand side).

Although DTD is a nice practical specification language for XML, it does not satisfy some nice properties of both practical and theoretical interests. For example, the sets of trees that can be recognized by DTDs are not closed under unions and complementations. [Recall that regular languages are closed under unions, intersection, and complementation (see here for more closure properties of regular languages).] Also, DTDs do not recognize "contexts" (e.g. how do you create a DTD that uses the tag "name" to mean two different things such as "name" of a "book", which should have no children, and "name" of a "person", which should have exactly two children labeled "First Name" and "Last Name"?). Nonetheless, this problem does not seem to bother programmers that much. This explains why DTD is still the most popular XML validation language. However, there are some XML validation languages that address the aforementioned problems. I believe the most popular such language is XSD (XML Schema Definition). We shall consider a formal model of XSD next. We shall later see that XSD has the full power of the yardstick logic for XML validation, which is monadic second-order logic.

Australia qualified for the World Cup 2006 in Germany

After 30 years of bad luck, Australia has finally qualified for next year's World Cup in Germany after beating Uruguay in a dramatic penalty shoot-out at Sydney's Telstra Stadium, Australia.